The Securities and Exchange Board of India (SEBI) regulates India's securities markets, akin to the U.S. SEC. Discover its key roles and investor protection objectives.

SEBI is developing a light-touch penalty structure for investment advisers to enhance compliance, transparency, and fairness ...

SEBI chief asked investment advisors to promote responsible investing, educate clients about risks, and spread awareness against fraud and cyber threats.

New Delhi, Mar 16 (PTI) With an aim to strengthen the investment advisory ecosystem, markets regulator Sebi is working on a raft of measures, including a standardised light-touch penalty structure, a ...

Sebi chief Tuhin Kanta Pandey says the regulator will review overlaps between mutual fund distributors and investment advisers and introduce a common advertisement code for intermediaries ...

Whole-time members form part of SEBI’s top decision-making body and oversee key regulatory and operational functions.

To ease compliance for research analyst firms, SEBI created a separate certification module for sales and relationship managers who interact with clients but do not perform research ...

Sebi has issued new guidelines for custodians aimed at strengthening regulatory compliance, improving operational standards ...

India's market regulator Sebi has introduced a simplified certification for employees in non-core research roles, aiming to ease business operations. Staff involved in sales and client interaction ...

Sebi chairman Tuhin Kanta Pandey said the regulator has no concerns over the futures segment of the derivatives market, but remains watchful of speculative activity in short-dated options.

Sebi chief Tuhin Kanta Pandey addresses concerns about short-dated options, emphasizing focus on curbing excesses and risks.